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Model Governance/Ethics for GenAI Models – Practical Guide and Educational Handbook
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Published on: September 23, 2026

Model Governance/Ethics for GenAI Models – Practical Guide and Educational Handbook

Authors: Alexandre Boumezoued, PhD, FIA; François Hu, PhD; Clara Sikorski, AIGP, CIPP/E, CIPP/US, CIPM, FIP; Bertille Tierny, FIA

Overview

From underwriting and claims processing to customer service, actuarial modeling, risk assessment, and legal compliance, Generative Artificial Intelligence (GenAI) technologies are introducing new capabilities. This report provides both a practical guide and an educational handbook in understanding Generative Artificial Intelligence (GenAI).

Key Findings

Large-language models function as "black boxes" that transform inputs to outputs through learned patterns distributed across billions of numerical weights. For actuaries, these LLM "black-boxes" create a fundamental professional challenge to meet the actuarial standards of practice and regulatory frameworks required to explain their methods, justify their assumptions, and communicate their findings. This report examines ethical and regulatory frameworks; existing standards and voluntary guidance framework; checklists for governance and ethics in AI; key concepts on AI systems and their validation, along with case studies. It provides an understanding on the necessary validation processes to ensure safety and governance within the framework.

Acknowledgements

The SOA would like to thank the members of the Ethics for GenAI Models Project Oversight Group for their support, guidance, direction, and feedback throughout the project:

  • Samuel Baker, FSA, FRM
  • Robert Gomez, FSA, MAAA, CERA
  • Chris Lombardi, FSA, CERA, MAAA
  • Michael Niemerg, FSA, MAAA
  • Gunjan Saxena, ASA
  • Mark Sayre, FSA, CERA
  • Tina Yang, FSA, CERA, MAAA
  • Noman Zafar, FSA, FSAI, IFRI
  • Yifan Zhang, FSA

At the Society of Actuaries Research Institute:

  • Joe Alaimo, ASA, ACIA
  • Korrel Crawford, Sr. Research Administrator

FAQ

The integration of Generative AI is creating new paradigms of human-AI collaboration that demand careful consideration. Actuarial use cases involve human-led, agent support and agent-led, human support.

Suggested Citation

Boumezoued, Alexandre, François Hu, Clara Sikorski, and Bertille Tierny. Model Governance/Ethics for GenAI Models – Practical Guide and Educational Handbook. Society of Actuaries Research Institute, August 2026.

Questions or Comments?

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If you have comments or questions, please send an email to Research-AIT@soa.org

Authors: Alexandre Boumezoued, PhD, FIA; François Hu, PhD; Clara Sikorski, AIGP, CIPP/E, CIPP/US, CIPM, FIP; Bertille Tierny, FIA
Published on: September 23, 2026
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